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Convexity meets replication: Hedging of swap derivatives and annuity options

✍ Scribed by Wendong Zheng; Yue Kuen Kwok


Publisher
John Wiley and Sons
Year
2010
Tongue
English
Weight
158 KB
Volume
31
Category
Article
ISSN
0270-7314

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✦ Synopsis


Convexity correction arises when one computes the expected value of an interest rate index under a probability measure other than its own natural martingale measure. As a typical example, the natural martingale measure of the swap rate is the swap measure with annuity as the numeraire. However, the evaluation of the discounted expectation of the payoff in a constant maturity swap (CMS) derivative is performed under the forward measure corresponding to the payment date. In this study, we propose a generalization of the static replication formula by exploring the linkage between replication, convexity correction, and numeraire change. We illustrate how the static replication of a CMS caplet by a portfolio of payer swaptions is related to convexity correction associated with the bond-annuity numeraire ratio. We also demonstrate the use of the generalized static replication approach for hedging the in-arrears clean index principal swaps and annuity options