𝔖 Bobbio Scriptorium
✦   LIBER   ✦

A treasurer's guide to security broker swindles

✍ Scribed by Fran Wolf; James Tackett

Publisher
John Wiley and Sons
Year
2008
Tongue
English
Weight
60 KB
Volume
20
Category
Article
ISSN
1044-8136

No coin nor oath required. For personal study only.

✦ Synopsis

Abstract

The term securities swindle is commonly associated with fly‐by‐night charlatans who prey on novice investors or the elderly. Many corporate people believe this kind of unscrupulous behavior is uncommon in legitimate financial institutions.

But that's not true. And treasury managersβ€”who routinely use brokerage firms for various purposesβ€”can fall victim to securities swindles more easily than you might think.

What are the most common swindles out there now? And how must treasurers protect themselves? Β© 2008 Wiley Periodicals, Inc.

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